SEC Filings

Cardiff Oncology, Inc. is publicly traded on the NASDAQ stock exchange under the symbol CRDF.

CRDF

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Form	Description	Date	Format
8-K	Report of unscheduled material events or corporate event	May 23, 2019	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
EFFECT	Notice from the SEC of registration effectiveness	May 22, 2019	Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
CORRESP	Correspondence from the Filer to the SEC	May 21, 2019	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
POS AM	Post-effective amendment to an S-Type filing	May 21, 2019	Open Post-effective amendment to an S-Type filing in HTML.Open Post-effective amendment to an S-Type filing in DOC file.Open Post-effective amendment to an S-Type filing in PDF file.Open Post-effective amendment to an S-Type filing in XLS file.
UPLOAD	Correspondence from the SEC to the Filer	May 20, 2019	Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
D	Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act	May 20, 2019	Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in HTML.Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in DOC file.Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in PDF file.Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in XLS file.
POS AM	Post-effective amendment to an S-Type filing	May 17, 2019	Open Post-effective amendment to an S-Type filing in HTML.Open Post-effective amendment to an S-Type filing in DOC file.Open Post-effective amendment to an S-Type filing in PDF file.Open Post-effective amendment to an S-Type filing in XLS file.
POS AM	Post-effective amendment to an S-Type filing	May 14, 2019	Open Post-effective amendment to an S-Type filing in HTML.Open Post-effective amendment to an S-Type filing in DOC file.Open Post-effective amendment to an S-Type filing in PDF file.Open Post-effective amendment to an S-Type filing in XLS file.
424B5	Form of prospectus disclosing information facts events covered in both forms 424B2 424B3	May 13, 2019	Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in HTML.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in DOC file.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in PDF file.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in XLS file.
8-K	Report of unscheduled material events or corporate event	May 13, 2019	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
CORRESP	Correspondence from the Filer to the SEC	May 10, 2019	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
POS AM	Post-effective amendment to an S-Type filing	May 10, 2019	Open Post-effective amendment to an S-Type filing in HTML.Open Post-effective amendment to an S-Type filing in DOC file.Open Post-effective amendment to an S-Type filing in PDF file.Open Post-effective amendment to an S-Type filing in XLS file.
UPLOAD	Correspondence from the SEC to the Filer	May 9, 2019	Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
8-K	Report of unscheduled material events or corporate event	May 7, 2019	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
10-Q	Quarterly report which provides a continuing view of a company's financial position	May 7, 2019	Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer.Open Quarterly report which provides a continuing view of a company's financial position in XBLR file.
POS AM	Post-effective amendment to an S-Type filing	Apr 24, 2019	Open Post-effective amendment to an S-Type filing in HTML.Open Post-effective amendment to an S-Type filing in DOC file.Open Post-effective amendment to an S-Type filing in PDF file.Open Post-effective amendment to an S-Type filing in XLS file.
DEFA14A	Additional proxy soliciting materials - definitive	Apr 23, 2019	Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
8-K	Report of unscheduled material events or corporate event	Apr 23, 2019	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
DEF 14A	Official notification to shareholders of matters to be brought to a vote ("Proxy")	Apr 19, 2019	Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in HTML.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in DOC file.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in PDF file.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in XLS file.
D	Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act	Apr 10, 2019	Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in HTML.Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in DOC file.Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in PDF file.Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in XLS file.
424B5	Form of prospectus disclosing information facts events covered in both forms 424B2 424B3	Apr 5, 2019	Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in HTML.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in DOC file.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in PDF file.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in XLS file.
8-K	Report of unscheduled material events or corporate event	Apr 5, 2019	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
4	Statement of changes in beneficial ownership of securities	Apr 3, 2019	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
8-K	Report of unscheduled material events or corporate event	Apr 2, 2019	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Apr 1, 2019	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
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