SEC Filings

Cardiff Oncology, Inc. is publicly traded on the NASDAQ stock exchange under the symbol CRDF.

CRDF

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Form	Description	Date	Format
SC 13G	Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions	Dec 26, 2017	Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
8-K	Report of unscheduled material events or corporate event	Dec 21, 2017	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Dec 15, 2017	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
424B4	Form of prospectus disclosing information facts events covered in both forms 424B1 424B3	Dec 15, 2017	Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in HTML.Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in DOC file.Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in PDF file.Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in XLS file.
EFFECT	Notice from the SEC of registration effectiveness	Dec 15, 2017	Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
8-K	Report of unscheduled material events or corporate event	Dec 14, 2017	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Dec 12, 2017	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
S-1/A	Amended Registration statement for face-amount certificate companies	Dec 12, 2017	Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
8-K	Report of unscheduled material events or corporate event	Dec 8, 2017	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Nov 28, 2017	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
S-1/A	Amended Registration statement for face-amount certificate companies	Nov 17, 2017	Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
8-K	Report of unscheduled material events or corporate event	Nov 13, 2017	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Nov 9, 2017	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
10-Q	Quarterly report which provides a continuing view of a company's financial position	Nov 9, 2017	Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer.Open Quarterly report which provides a continuing view of a company's financial position in XBLR file.
RW	Withdrawal of registration statement filed under the Securities Act	Oct 31, 2017	Open Withdrawal of registration statement filed under the Securities Act in HTML.Open Withdrawal of registration statement filed under the Securities Act in DOC file.Open Withdrawal of registration statement filed under the Securities Act in PDF file.Open Withdrawal of registration statement filed under the Securities Act in XLS file.
S-1	Registration statement for face-amount certificate companies	Oct 25, 2017	Open Registration statement for face-amount certificate companies in HTML.Open Registration statement for face-amount certificate companies in DOC file.Open Registration statement for face-amount certificate companies in PDF file.Open Registration statement for face-amount certificate companies in XLS file.
8-K	Report of unscheduled material events or corporate event	Oct 18, 2017	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Oct 10, 2017	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
4	Statement of changes in beneficial ownership of securities	Oct 5, 2017	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4	Statement of changes in beneficial ownership of securities	Oct 5, 2017	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4	Statement of changes in beneficial ownership of securities	Oct 5, 2017	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4	Statement of changes in beneficial ownership of securities	Oct 5, 2017	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4	Statement of changes in beneficial ownership of securities	Oct 5, 2017	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4	Statement of changes in beneficial ownership of securities	Oct 5, 2017	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
S-3	Simplified registration form	Sep 29, 2017	Open Simplified registration form in HTML.Open Simplified registration form in DOC file.Open Simplified registration form in PDF file.Open Simplified registration form in XLS file.
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